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Compliance Manager - Aztec Guernsey

The purpose of this position is to act as a compliance representative within the Aztec Group’s Guernsey office, taking responsibility for the day-to-day compliance activities and forming part of the Group-wide Risk and Compliance team, assisting with its on-going development and implementation of the Aztec Group’s compliance strategy.

Key responsibilities:

+ Provide thought leadership and assist with the development of leading practices in relation to managing compliance within our Funds Services and Corporate Services products

+ Promote a good compliance culture within the team and with the Aztec Group organisation

+ Promote awareness of, and compliance with, the Aztec Group’s policies

+ Take responsibility for the effective management of day-to-day compliance activities, monitoring and reporting, ensuring that the Aztec Guernsey and client Compliance Monitoring Programmes (“CMP”) are performed to the required level and completed within the relevant time frame (including carrying out testing where appropriate)

+ Prepare compliance reports for client boards, and oversight of compliance reports by other members of the Compliance team

Skills, knowledge, expertise:

+ Proven stakeholder management skills and service delivery skills

+ Ability to take ownership and demonstrate initiative, to negotiate, influence, build consensus and successfully navigate within a demanding environment

+ Self-motivated and capable of prioritising and organising workloads as required

+ A detailed understanding of, and experience with, performing compliance activities within a financial services company

+ Phenomenal communication skills (both written and verbal)

We will provide the training, both in house for relevant technical knowledge and also professional qualifications to enhance your professional development. You will need to be quick to learn new systems and great with people, as close working relationships between our colleagues and clients is at the heart of what we do.

To view the full job description for this role, please click here.


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