Depositary Services

Services

Depositary Services

If you’re an alternative investment fund manager undertaking investment activities in the EU, you will likely need to comply with most, if not all, aspects of the AIFM Directive. This includes the requirement to appoint a depositary to oversee the operation of your funds.

Following the implementation of the AIFM Directive, we launched a depositary function tasked solely with providing depositary services, building upon our existing systems and controls. Delivered within an ISAE 3402 audit controlled environment, our services support both EU and non-EU managers of both EU and non-EU funds, whether established under the AIFM Directive or other relevant national legislation.

Services

Cash monitoring

- Ensuring fund cash is booked in suitable accounts
- Reconciliation of all fund cash flows
- Transactional understanding
- Significant cash flow monitoring
- Annual procedural review
- Record keeping
- Compliance reporting and escalation

Safekeeping

- Ownership and verification of fund assets
- Sub-custodial monitoring and control
- Transactional understanding
- Asset recordkeeping
- Disposal monitoring
- Reconciliation of manager and depositary records
- External asset reconciliations
- Annual procedural review
- Compliance reporting and escalation

Oversight

- Oversight of subscriptions, redemptions, sales and issuances of fund interests
- Oversight of valuation and NAV
- Oversight over calculation of distributable income
- Monitoring of audit recommendations
- Monitoring of investment and risk limits
- Oversight of material changes to fund documents
- Oversight of fund operations
- Oversight of compliance reporting and escalation
- Annual procedural review
- Investor protection

Altor Equity PartnersAltor Equity Partners

"Aztec provide clear guidance and deliver a straightforward but effective depositary service to ensure we remain compliant with the Alternative Investment Fund Managers Directive."

Niclas Ekestubbe, CFO, on our client-centric service.

Want To Talk?

To discover for yourself what makes us the bright alternative and how we can support you, please contact James Duffield, our Head of Business Development:

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If you would like to discuss outsourcing to the Aztec Group or are considering migrating a fund or SPV, please contact James Duffield, our Head of Business Development on +44 20 3818 0250.

Aztec Group Guernsey

Aztec Financial Services (Guernsey) Limited
PO Box 656, East Wing, Trafalgar Court
Les Banques, St Peter Port, Guernsey, GY1 3PP

Telephone: +44 1481 749700
Facsimile: +44 1481 749749
Video Conference: +44 1481 725947
Email: enquiries@aztecgroup.co.uk

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Aztec Group Jersey

Aztec Financial Services (Jersey) Limited
Aztec Group House, PO Box 730
11-15 Seaton Place, St Helier, Jersey, JE4 0QH

Telephone: +44 1534 833000
Facsimile: +44 1534 833033
Video Conference: +44 1534 832002
Email: enquiries@aztecgroup.co.uk

LocationDownload PDF Details

Aztec Group UK - London

Aztec Financial Services (UK) Limited
2 Throgmorton Avenue
London
EC2N 2DG

Telephone: +44 20 3818 0250
Email: enquiries@aztecgroup.co.uk

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Aztec Group Luxembourg

Aztec Financial Services (Luxembourg) S.A.
7, Rue Lou Hemmer, L-1748, Luxembourg – Findel
Grand-Duché de Luxembourg

Telephone:+352 246 160 6000
Facsimile: +352 246 160 6016
Email: enquiries@aztecgroup.eu

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Aztec Group The Netherlands

Aztec Financial Services (Netherlands) BV
Spaces Zuidas, Barbara Strozzilaan 201
1083 HN Amsterdam, The Netherlands

Telephone: +31 20 794 4820
Facsimile: +31 20 794 4821
Email: enquiries@aztecgroup.eu

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Aztec Group UK - Southampton

Aztec Financial Services (UK) Limited
Forum 3, Solent Business Park
Parkway South, Whiteley, Fareham, PO15 7FH

Telephone: +44 238 202 2300
Facsimile: +44 238 202 2309
Email: enquiries@aztecgroup.co.uk

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Aztec Group Sweden

Cetza Financial Services (Sweden) AB
Strandvägen 7a, 114 56, Stockholm, Sweden

Telephone: +46 8 124 488 88
Facsimile: +46 8 124 488 99
Email: enquiries@aztecgroup.se

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